Futures Commission Merchant Regulatory Disclosures

Futures Commission Merchant (FCM) Regulatory Disclosures Pursuant to CFTC Rule 1.55(k)(1-11) - (o)(1,3,4)- Goldman Sachs & Co. LLC (GS&Co.) 

GS&Co. Risk Disclosure pursuant to CFTC Rule 1.55(k)(1-11) - (o)(3,4)

GS&Co. Customer Funds Computations for current 12 month period pursuant to CFTC Rule 1.55(o)(1) (i, ii, iii)

GS&Co. schedule of adjusted Net Capital, Net Capital, Excess Net Capital and Segregation requirements for current 12 month period pursuant to CFTC Rule 1.55(o)(1)(iv)

GS&Co. annual audited financial statements pursuant to CFTC Rule 1.55(o)(1)(v)

GS&Co. month-end Customer Funds Computations pursuant to CFTC Rule 1.55(o)(1)(vi)

 

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